GREGG JULIAN WALLER

GREGG JULIAN WALLER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC., DUNCAN FINANCIAL PLANNING ADVISORS.

Registration history (6)

FirmFromToCurrent
DUNCAN FINANCIAL PLANNING ADVISORS2021-02-18presentYes
DUNCAN FINANCIAL PLANNING ADVISORS2020-12-182020-12-31
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2016-03-01presentYes
OSAIC SERVICES, INC.2014-11-172016-01-09
WADDELL & REED2013-01-162014-10-15
OSAIC FS, INC.2004-01-282004-10-15

More