TOM MIN NGO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with BAKER AVENUE ASSET MANAGEMENT, LP.
| Firm | From | To | Current |
|---|---|---|---|
| VERIDI CAPITAL | 2019-07-16 | 2021-12-31 | — |
| BAKER AVENUE ASSET MANAGEMENT, LP | 2019-07-11 | present | Yes |
| ICONIQ CAPITAL, LLC | 2015-05-01 | 2018-07-27 | — |
| AURA ASSET MANAGEMENT, INC. | 2006-07-07 | 2006-10-03 | — |
| WELLS FARGO INVESTMENTS, LLC | 2002-12-10 | 2004-06-29 | — |