SEEMA SETHI is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2008-06-30 | present | Yes |
| INVESTORS CAPITAL CORP. | 2007-10-05 | 2007-12-31 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2002-05-16 | 2007-09-26 | — |