MICHAEL THOMAS LEE

MICHAEL THOMAS LEE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with COMPASS FINANCIAL MANAGEMENT LLC.

Registration history (9)

FirmFromToCurrent
COMPASS FINANCIAL MANAGEMENT LLC2021-08-06presentYes
ALTIUM WEALTH MANAGEMENT LLC2018-10-052019-11-18
INVESTMARK ADVISORY GROUP LLC2017-02-032018-09-24
COMMONWEALTH EQUITY SERVICES, LLC2017-02-012018-10-01
KESTRA PRIVATE WEALTH SERVICES, LLC2014-07-022017-08-23
MORGAN STANLEY SMITH BARNEY LLC2009-06-012014-07-09
MORGAN STANLEY & CO. LLC2007-06-282009-06-01
CITIGROUP GLOBAL MARKETS INC.2005-05-262007-05-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2003-07-172005-06-02

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