DAVID WAYNE BABB

DAVID WAYNE BABB is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with STONE BRIDGE ASSET MANAGEMENT, LLC.

Registration history (5)

FirmFromToCurrent
STONE BRIDGE ASSET MANAGEMENT, LLC2011-12-22presentYes
ASHDON INVESTMENT MANAGEMENT, LLC2010-08-112012-03-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-09-142009-12-04
TRUIST INVESTMENT SERVICES, INC.2004-09-152005-08-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2002-07-112004-08-30

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