JUAN CARLOS LA RIVA

JUAN CARLOS LA RIVA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-08-18presentYes
CITIGROUP GLOBAL MARKETS INC.2008-05-232016-04-29
WELLS FARGO CLEARING SERVICES, LLC2005-08-032007-09-18
AMERANT INVESTMENTS, INC.2002-10-102005-08-26

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