RICHARD MONTGOMERY PATRICK

RICHARD MONTGOMERY PATRICK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with SOWELL FINANCIAL SERVICES, LLC.

Registration history (9)

FirmFromToCurrent
SOWELL FINANCIAL SERVICES, LLC2025-01-01presentYes
NAPLES ASSET MANAGEMENT CO., LLC2016-06-162020-10-03
WEALTHSOURCE®2016-03-162016-07-15
AVANT-GARDE ADVISORS LLC2012-06-252016-07-15
B. RILEY WEALTH MANAGEMENT2011-04-262012-06-05
CHARLES SCHWAB & CO., INC.2004-12-072011-05-17
IFMG SECURITIES, INC.2004-08-052004-11-12
WAMU INVESTMENTS, INC.2004-01-072004-08-05
MORGAN STANLEY DW INC.2003-05-162003-12-01

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