NICHOLAS ANTHONY SUTTON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2004-07-02 | present | Yes |
| GENWORTH FINANCIAL PLANNING CORPORATION | 2003-05-15 | 2004-07-02 | — |
| UBS FINANCIAL SERVICES INC. | 2002-10-11 | 2003-02-14 | — |
| WADDELL & REED | 2002-08-21 | 2002-09-18 | — |