Charles CROMPTON Heaton is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-03-16 | 2009-10-23 | — |
| UBS FINANCIAL SERVICES INC. | 2002-11-27 | 2007-03-28 | — |