ROBERTO ROMAN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with LEGACY PCG, LLC, GENTRUST.
| Firm | From | To | Current |
|---|---|---|---|
| GENTRUST | 2025-12-05 | present | Yes |
| LEGACY PCG, LLC | 2016-07-25 | present | Yes |
| LEGACY PRIVATE CLIENT GROUP, INC. | 2011-11-23 | 2016-12-31 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-09-09 | 2011-11-28 | — |
| UBS FINANCIAL SERVICES INC. | 2007-09-04 | 2009-09-14 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2007-02-09 | 2007-08-21 | — |
| UBS FINANCIAL SERVICES INC. | 2005-11-15 | 2007-02-16 | — |