CLAUDIA VAZQUEZ-GEIS

CLAUDIA VAZQUEZ-GEIS is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2024-04-01presentYes
CETERA INVESTMENT ADVISERS LLC2020-11-122022-06-06
FIRST ALLIED ADVISORY SERVICES, INC.2018-08-152020-11-12
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2009-01-022018-07-13
RAYMOND JAMES FINANCIAL SERVICES, INC.2008-10-032009-01-02

More