JAMES WINDHAM RORIE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | 2022-02-25 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2015-05-06 | 2017-09-27 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2012-02-02 | 2015-04-28 | — |
| FTB ADVISORS, INC. | 2010-09-23 | 2012-02-02 | — |
| FIRST HORIZON ADVISORS, INC. | 2004-03-05 | 2012-02-02 | — |