TOM D NGUYEN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 8 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2025-02-03 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-07-18 | 2025-02-04 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2017-12-01 | 2019-08-05 | — |
| J.P. MORGAN SECURITIES LLC | 2015-04-13 | 2017-12-13 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-05-02 | 2012-03-27 | — |
| WAMU INVESTMENTS, INC. | 2009-04-24 | 2009-05-02 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-06-22 | 2008-11-18 | — |
| WELLS FARGO INVESTMENTS, LLC | 2007-04-05 | 2007-06-12 | — |
| CITICORP INVESTMENT SERVICES | 2006-06-23 | 2006-12-01 | — |
| WELLS FARGO INVESTMENTS, LLC | 2005-01-19 | 2005-06-29 | — |