SOPHIA HARDING

SOPHIA HARDING is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (7)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2024-06-17presentYes
CETERA INVESTMENT ADVISERS LLC2023-03-052023-10-18
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC2019-03-012023-03-02
RBC SECURITIES, INC.2016-08-232019-01-30
WELLS FARGO CLEARING SERVICES, LLC2014-08-152016-06-02
NORTHERN TRUST SECURITIES, INC.2006-10-302009-12-31
MORGAN STANLEY DW INC.2003-09-082006-06-05

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