Joao Carlos Bastos is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..
| Firm | From | To | Current |
|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | 2019-04-30 | present | Yes |
| LPL FINANCIAL LLC | 2014-08-05 | 2019-04-18 | — |
| HSBC SECURITIES (USA) INC. | 2013-02-26 | 2014-04-23 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2010-06-17 | 2012-12-04 | — |
| UBS FINANCIAL SERVICES INC. | 2010-01-01 | 2010-05-20 | — |
| UBS INTERNATIONAL INC. | 2009-12-24 | 2010-01-01 | — |