NEIL T. ROSE

NEIL T. ROSE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with REGENCY CAPITAL MANAGEMENT INC..

Registration history (4)

FirmFromToCurrent
REGENCY CAPITAL MANAGEMENT INC.2021-03-22presentYes
CADINHA & CO LLC2007-01-032021-01-02
CADINHA-PUAA & ROSE2006-10-132007-01-03
CADINHA & CO LLC2003-01-292006-10-24

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