TAM THI LE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with VALIC FINANCIAL ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | 2022-01-04 | present | Yes |
| PFS INVESTMENTS INC. | 2021-03-02 | 2021-11-24 | — |
| PEAK AMERICAN INVESTMENT ADVISORS, INC. | 2020-10-29 | 2020-11-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-08-27 | 2019-04-02 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-01-12 | 2014-07-21 | — |
| M.L. STERN & CO., LLC. | 2006-09-19 | 2006-10-12 | — |
| MORGAN STANLEY DW INC. | 2005-11-16 | 2006-06-20 | — |