James R Ray is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-02-01 | present | Yes |
| IHT WEALTH MANAGEMENT LLC | 2018-04-24 | 2024-02-05 | — |
| BMO HARRIS FINANCIAL ADVISORS, INC. | 2015-01-22 | 2018-04-05 | — |
| FIFTH THIRD SECURITIES, INC. | 2010-10-07 | 2014-08-05 | — |
| INVESTMENT PROFESSIONALS, INC. | 2010-04-16 | 2010-09-17 | — |
| PLANTE MORAN FINANCIAL ADVISORS, LLC | 2008-03-04 | 2009-04-30 | — |
| HARRISDIRECT LLC | 2005-02-28 | 2005-08-26 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-06-23 | 2005-02-16 | — |