MIRI Y UPTON

MIRI Y UPTON is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (7)

FirmFromToCurrent
OSAIC WEALTH, INC.2024-06-14presentYes
SECURITIES AMERICA ADVISORS, INC.2018-09-172024-06-14
EQUITY SERVICES, INC.2014-03-102018-09-18
WELLS FARGO CLEARING SERVICES, LLC2009-07-162012-08-08
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-08-05
CITIGROUP GLOBAL MARKETS INC.2005-08-022009-06-01
PNC WEALTH MANAGEMENT2004-09-082005-08-04

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