Roger Sen Boon Lam is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with HIGHTOWER ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | 2024-10-11 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2024-06-06 | 2024-08-30 | — |
| UBS FINANCIAL SERVICES INC. | 2010-01-01 | 2017-10-10 | — |
| UBS INTERNATIONAL INC. | 2008-05-20 | 2010-01-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-09-08 | 2008-02-06 | — |