THOMAS QUINN ELLIS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-11-12 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2016-12-09 | 2019-11-12 | — |
| ARBOR POINT ADVISORS | 2016-12-08 | 2019-11-12 | — |
| FOOTHILL SECURITIES, INC. | 2008-12-03 | 2016-12-08 | — |
| PARK AVENUE SECURITIES LLC | 2008-09-23 | 2008-12-09 | — |
| MML INVESTORS SERVICES, LLC | 2004-06-10 | 2008-06-12 | — |