KEVIN MATTHEW JAMES is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with OCTOBER EFFECT LTD..
| Firm | From | To | Current |
|---|---|---|---|
| OCTOBER EFFECT LTD. | 2023-03-08 | present | Yes |
| OSAIC FA, INC. | 2012-02-09 | 2023-02-13 | — |
| SCOTT & STRINGFELLOW, LLC | 2005-01-14 | 2006-01-10 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2003-10-23 | 2004-01-07 | — |