SHAWN THOMAS WALTZ is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC..
| Firm | From | To | Current |
|---|---|---|---|
| DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. | 2019-07-23 | present | Yes |
| BNY MELLON ADVISORS, INC. | 2010-07-13 | 2019-03-01 | — |
| BNY MELLON MANAGED INVESTMENTS, INC. | 2009-02-20 | 2010-12-31 | — |