James Andrew Waggett

James Andrew Waggett is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with F L PUTNAM INVESTMENT MANAGEMENT CO..

Registration history (4)

FirmFromToCurrent
F L PUTNAM INVESTMENT MANAGEMENT CO.2022-05-10presentYes
THRIVENT INVESTMENT MANAGEMENT INC.2020-08-112020-08-28
TD PRIVATE CLIENT WEALTH LLC2016-08-232019-10-04
BANC OF AMERICA INVESTMENT ADVISORS, INC.2003-07-162004-10-25

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