ROCKY LIN

ROCKY LIN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with BEACON POINTE ADVISORS, LLC.

Registration history (7)

FirmFromToCurrent
BEACON POINTE ADVISORS, LLC2011-11-04presentYes
BEACON POINTE WEALTH ADVISORS, LLC2011-09-162020-04-27
EXCELCIA FINANCIAL GROUP, LTD.2010-10-202011-10-31
EXCELCIA CAPITAL MANAGEMENT, LLC2008-04-022010-11-04
AFA ADVISOR SERVICES LLC2007-07-112010-04-29
AMERIPRISE FINANCIAL SERVICES, LLC2004-10-042005-10-20
AMERIPRISE FINANCIAL SERVICES, LLC2003-10-292004-05-03

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