SARAH BETH KAPLAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2015-11-06 | present | Yes |
| K-FINANCIAL, LLC | 2012-05-22 | 2015-11-05 | — |
| EQUITABLE ADVISORS, LLC | 2005-06-01 | 2015-11-17 | — |
| K-FINANCIAL, LLC | 2004-05-04 | 2004-12-31 | — |
| MONY SECURITIES CORPORATION | 2004-04-14 | 2005-06-01 | — |