KATHARINE SUZANNE FINLEY is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2009-01-29 | 2009-10-23 | — |
| EQUITABLE ADVISORS, LLC | 2004-02-24 | 2008-08-21 | — |