SCOTT SOENEN is an investment adviser representative (IAR) with state registration records since 2009, appearing at 11 firms. Currently registered with FIRST CITIZENS INVESTOR SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | 2026-06-29 | present | Yes |
| TD PRIVATE CLIENT WEALTH LLC | 2025-08-29 | 2026-06-12 | — |
| UNITED BROKERAGE SERVICES, INC | 2023-12-21 | 2025-08-26 | — |
| TRUIST ADVISORY SERVICES, INC. | 2022-04-12 | 2023-12-06 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-02-03 | 2022-03-29 | — |
| CUNA BROKERAGE SERVICES, INC. | 2021-06-25 | 2021-11-03 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2019-08-12 | 2020-09-09 | — |
| EMPOWER ADVISORY GROUP, LLC | 2017-10-20 | 2019-06-24 | — |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | 2014-06-23 | 2017-10-09 | — |
| BB&T INVESTMENT SERVICES, INC. | 2010-09-15 | 2012-11-08 | — |
| SOUTHSTATE ADVISORY, INC. | 2010-04-29 | 2010-09-08 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-01-23 | 2009-08-31 | — |