KAREN PHUONG LAM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2017-12-01 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2017-12-04 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2008-10-22 | 2009-10-23 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-02-01 | 2008-10-23 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2005-10-07 | 2006-01-19 | — |
| MORGAN STANLEY DW INC. | 2004-09-02 | 2005-06-21 | — |