NICHOLAS CHRISTOPHER ROUNDS

NICHOLAS CHRISTOPHER ROUNDS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with TD PRIVATE CLIENT WEALTH LLC.

Registration history (6)

FirmFromToCurrent
TD PRIVATE CLIENT WEALTH LLC2013-12-11presentYes
PNC WEALTH MANAGEMENT2011-12-212012-04-16
PNC WEALTH MANAGEMENT2009-06-022011-03-01
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-03-112009-04-28
PNC WEALTH MANAGEMENT2005-10-132008-02-27
PNC WEALTH MANAGEMENT2005-02-222005-06-29

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