JAMES ALLYN FRANKE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with ROTHSCHILD INVESTMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROTHSCHILD INVESTMENT LLC | 2011-12-15 | present | Yes |
| ROBERT W. BAIRD & CO. INCORPORATED | 2009-08-17 | 2011-12-23 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-09-04 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-03-29 | 2009-06-01 | — |