Ute Scott-Smith is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-05 | present | Yes |
| THE SOCIAL EQUITY GROUP, INC. | 2023-07-18 | 2025-12-23 | — |
| WESTERN INTERNATIONAL SECURITIES, INC. | 2017-08-21 | 2025-06-05 | — |
| THE SOCIAL EQUITY GROUP, INC. | 2004-06-23 | 2023-07-14 | — |
| FINANCIAL WEST GROUP | 2004-04-26 | 2017-08-21 | — |