JAMES PETER BERTRAM is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with BAYNES INVESTMENT COUNSEL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| BAYNES INVESTMENT COUNSEL LLC | 2023-03-21 | present | Yes |
| CNL EDUCATIONAL INSTITUTE, LLC | 2020-03-16 | 2023-01-11 | — |
| NUVEEN ASSET MANAGEMENT, LLC | 2011-09-01 | 2020-01-21 | — |
| NUVEEN FUND ADVISORS, LLC | 2006-10-24 | 2011-09-01 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2004-03-05 | 2006-07-11 | — |