GORDON LEE MAK is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2016-03-25 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2016-03-29 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-05-04 | 2009-10-23 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-05-09 | — |
| MORGAN STANLEY DW INC. | 2004-05-04 | 2007-04-02 | — |