JAMES BROCK HOPKINSON is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2014-09-08 | present | Yes |
| OSAIC SERVICES, INC. | 2014-02-07 | 2014-08-18 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2012-06-07 | 2013-08-28 | — |
| FIRST ALLIED SECURITIES, INC. | 2009-12-15 | 2012-07-02 | — |