SHARON YU

SHARON YU is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2018-06-04presentYes
HSBC SECURITIES (USA) INC.2015-05-062018-06-13
ROTH CAPITAL PARTNERS, LLC2011-11-012015-04-27
UBS FINANCIAL SERVICES INC.2008-04-182010-09-23

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