JAMES SCOTT CAVE is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with WCG WEALTH ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WCG WEALTH ADVISORS, LLC | 2017-08-29 | present | Yes |
| CETERA WEALTH SERVICES, LLC | 2015-01-27 | 2016-04-19 | — |
| PRINCIPAL SECURITIES, INC. | 2014-03-06 | 2015-01-13 | — |
| EDWARD D. JONES & CO., L.P. | 2010-09-24 | 2013-09-12 | — |
| UBS FINANCIAL SERVICES INC. | 2008-08-15 | 2009-08-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-01-31 | 2008-08-28 | — |