JAMES BROCK SCOTT is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | 2014-09-25 | present | Yes |
| INVESTMENT CENTERS OF AMERICA, INC. | 2008-09-19 | 2014-09-16 | — |
| THRIVENT INVESTMENT MANAGEMENT INC. | 2007-11-30 | 2008-09-22 | — |
| UVEST FINANCIAL SERVICES GROUP, INC. | 2006-04-04 | 2007-11-28 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2004-08-06 | 2006-04-10 | — |