ROBERTO W ROFFO is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2024-10-08 | present | Yes |
| SWBC INVESTMENT COMPANY | 2020-12-14 | 2024-03-04 | — |
| BRAINTREE CAPITAL PARTNERS, LLC | 2017-02-13 | 2018-07-03 | — |
| HERBERT J. SIMS CAPITAL MANAGEMENT, INC. | 2016-07-05 | 2018-07-03 | — |
| ADVISORS ASSET MANAGEMENT, INC. | 2013-12-04 | 2014-07-30 | — |