Fred Chun Lee

Fred Chun Lee is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with THRIVENT INVESTMENT MANAGEMENT INC..

Registration history (12)

FirmFromToCurrent
THRIVENT INVESTMENT MANAGEMENT INC.2022-12-14presentYes
U.S. BANCORP INVESTMENTS, INC.2020-03-312022-12-09
WELLS FARGO CLEARING SERVICES, LLC2020-01-062020-04-07
U.S. BANCORP INVESTMENTS, INC.2015-02-102019-12-26
WELLS FARGO CLEARING SERVICES, LLC2012-10-312015-02-06
J.P. MORGAN SECURITIES LLC2012-10-012012-10-30
CHASE INVESTMENT SERVICES CORP.2012-01-112012-10-01
WELLS FARGO CLEARING SERVICES, LLC2011-01-032011-12-06
WELLS FARGO INVESTMENTS, LLC2007-11-212011-01-03
MORGAN STANLEY & CO. LLC2007-04-262007-09-12
BANC OF AMERICA INVESTMENT SERVICES, INC.2005-03-072007-04-30
WELLS FARGO INVESTMENTS, LLC2004-10-282005-03-10

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