VALERIE NGUYEN TU

VALERIE NGUYEN TU is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (7)

FirmFromToCurrent
LPL FINANCIAL LLC2026-06-04presentYes
LPL FINANCIAL LLC2023-07-192026-05-17
BANCWEST INVESTMENT SERVICES, INC.2014-10-162023-07-19
CITIGROUP GLOBAL MARKETS INC.2009-05-082014-10-02
WELLS FARGO CLEARING SERVICES, LLC2008-07-222008-12-01
BANC OF AMERICA INVESTMENT SERVICES, INC.2007-01-222008-07-09
WELLS FARGO INVESTMENTS, LLC2005-08-082006-12-19

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