JAMES HA ONG is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2014-01-02 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2011-03-22 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-01-09 | 2009-10-23 | — |
| MORGAN STANLEY DW INC. | 2004-11-16 | 2006-01-12 | — |