KELLY JANE ROMANO

KELLY JANE ROMANO is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with EMPIRICAL FINANCIAL SERVICES, LLC.

Registration history (9)

FirmFromToCurrent
EMPIRICAL FINANCIAL SERVICES, LLC2026-01-13presentYes
FISHER ASSET MANAGEMENT, LLC2018-09-182025-12-09
J.P. MORGAN SECURITIES LLC2014-08-272018-09-12
U.S. BANCORP INVESTMENTS, INC.2014-06-202014-08-22
CITIZENS SECURITIES, INC.2013-06-252014-06-21
PNC WEALTH MANAGEMENT2012-02-142013-06-12
VALIC FINANCIAL ADVISORS, INC.2010-03-312012-02-16
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2007-11-082009-12-03
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY2007-02-232007-04-30

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