THOMAS HERRICK SAUER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-10-01 | present | Yes |
| PRUCO SECURITIES, LLC | 2018-01-25 | 2024-10-25 | — |
| WADDELL & REED | 2015-03-25 | 2018-01-08 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2015-03-23 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2005-07-12 | 2009-10-23 | — |
| THRIVENT INVESTMENT MANAGEMENT INC. | 2005-01-14 | 2005-06-24 | — |