ROGER J KLAUER is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with THE CAPROCK GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| THE CAPROCK GROUP, LLC | 2024-05-18 | present | Yes |
| GREY STREET CAPITAL, LLC | 2021-09-05 | 2024-04-23 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2017-03-03 | 2018-07-09 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2012-11-27 | 2017-03-07 | — |