JAMES BRADLEY GARNER

JAMES BRADLEY GARNER is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (9)

FirmFromToCurrent
LPL FINANCIAL LLC2024-04-17presentYes
JANNEY MONTGOMERY SCOTT LLC2018-09-182024-01-29
FINANCIAL ENGINES ADVISORS L.L.C.2016-11-302018-03-09
FINANCIAL ENGINES ADVISOR CENTER, LLC2016-05-122016-11-30
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2012-02-232015-12-21
MORGAN STANLEY SMITH BARNEY LLC2010-06-302012-01-11
PARK AVENUE SECURITIES LLC2010-01-292010-04-22
NEW ENGLAND SECURITIES2009-06-012009-08-14
BANC OF AMERICA INVESTMENT SERVICES, INC.2007-03-212009-03-18

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