KARIN TRAM LE is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with PRIVATE ADVISOR GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | 2026-04-01 | present | Yes |
| BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | 2026-03-04 | 2026-04-06 | — |
| CAPITAL PLANNING ADVISORS LLC | 2018-09-19 | 2026-04-06 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2018-09-18 | — |
| WELLS FARGO INVESTMENTS, LLC | 2005-02-21 | 2011-01-03 | — |