JAMES WALTER ALLEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with NEWEDGE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEWEDGE ADVISORS, LLC | 2025-12-05 | present | Yes |
| STONEGATE INVESTMENT GROUP, LLC | 2021-07-09 | 2025-12-04 | — |
| UBS FINANCIAL SERVICES INC. | 2012-11-20 | 2021-07-20 | — |
| GFO ADVISORY SERVICES, LLC | 2007-05-11 | 2012-10-10 | — |
| MORGAN KEEGAN & COMPANY, LLC | 2006-04-05 | 2006-11-28 | — |