ELIZABETH ANN ALLEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2015-03-25 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2013-10-22 | 2015-01-20 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-03-30 | 2012-02-07 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2010-03-23 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2006-09-07 | 2009-10-23 | — |