LISA MARIE MORENO is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2013-12-16 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-01-03 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-12-13 | 2009-06-01 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2005-07-20 | 2006-12-14 | — |